Kevin C. Felz

Partner

Contact

  • New York
    p212.309.1053
    f212.309.1835
  • New York
    p212.309.1053
    f212.309.1835

Kevin's practice focuses on capital markets transactions, securities law, compliance and corporate governance.

Kevin has significant experience advising clients on securities law and general corporate law matters, with a focus in the energy and utility industries. He has represented issuers and underwriters in a variety of capital markets transactions, including issuances of common stock, debt, "hybrid" securities, medium-term note programs, at-the-market equity programs, first mortgage bonds, private placements and tax-exempt multi-modal bond offerings.

Relevant Experience

  • Represents issuers and underwriters in several billion dollars of securities offerings each year, primarily in the utility and energy industries.
  • Represented utility obligors, underwriters and remarketing agents in connection with multiple tax-exempt private-activity bond offerings, remarketings and interest rate conversions.
  • Represented issuers and underwriters in multiple offerings of mandatorily convertible "equity units" and the remarketing of the debt component of such securities.
  • Represented issuers and agents in the establishment of multiple "at-the-market" equity distribution programs for utility holding companies.
  • Represented utility companies in the establishment of first mortgage indentures, Rule 144A/Reg S issuance of first mortgage bonds and the subsequent registered exchange of such bonds.
  • Represented initial purchasers in Rule 144A/Reg S offering of secured debt by the owner of a petroleum products pipeline.
  • Represented underwriters in offering of tax-exempt senior lien revenue bonds to finance the construction and operation of a tunnel and expressway project.
  • Represented a copper tubing manufacturer emerging from bankruptcy in the capital markets portion of its exit financing.
  • Represented natural gas provider in the negotiation of revolving credit agreement.
  • Represented utility companies in the establishment of commercial paper programs.
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