Scott H. Kimpel

Partner

Contact

  • Washington, DC
    p202.955.1524
    f202.778.2201
  • Washington, DC
    p202.955.1524
    f202.778.2201

Scott brings in-depth knowledge of SEC policies, procedures, and enforcement philosophy to each representation.

Scott's practice encompasses a wide range of matters involving the securities laws, mergers and acquisitions, joint ventures, financings, restructurings, corporate governance, regulatory enforcement, administrative law, and public policy. He has substantial experience leading multidisciplinary transaction teams in numerous complex transactions. He also represents clients on matters involving compliance issues and potential liabilities arising under the federal securities laws. Scott regularly consults clients facing sensitive regulatory issues before the Securities and Exchange Commission and recent matters have included issues concerning putative whistleblowers, climate change and cybersecurity disclosure, conflict minerals compliance, large trader reporting, cross-border registrations, crowdfunding, proxy advisors, shareholder proposals, and enforcement cases, among many others. Scott is frequently quoted by major news sources, including The Washington Post, The Wall Street Journal, Bloomberg, Law360, Compliance Week, The National Law Journal and The Dallas Morning News.

Before joining Hunton & Williams, Scott served on the Executive Staff of the SEC as Counsel to Commissioner Troy A. Paredes from August 2008 to August 2012. At the SEC, Scott acted as Commissioner Paredes’s liaison to the Commission’s senior staff as well as external constituencies including issuers and other SEC registrants, investors, press, members of Congress, professional firms, and trade associations. He advised the Commissioner on all aspects of the federal securities laws and SEC policy across all SEC divisions and offices, focusing especially on the Division of Corporation Finance and the Division of Enforcement. Scott was also involved in financial regulatory reform efforts, including the SEC’s response to the Dodd-Frank Wall Street Reform and Consumer Protection Act as well as the Jumpstart Our Business Startups (JOBS) Act. Prior to the SEC, Scott practiced for ten years with another major law firm in Dallas and Washington.

Relevant Experience

  • While at the SEC, participated in drafting and reviewing SEC rules, interpretive guidance, appellate briefs, congressional testimony, and policy statements on matters concerning capital markets and market structure, securities offerings and investment products, corporate governance and disclosure, accounting and auditing standards, climate change, conflict minerals, whistleblowers, the Public Company Accounting Oversight Board, and private investment funds.
  • During his tenure with the SEC, counseled Commissioner Paredes through deliberations over all stages of enforcement actions and Commission adjudications concerning a wide variety of liability theories in cases including those involving scienter- and non-scienter-based fraud, insider trading, offering and registration violations, accounting matters and financial restatements, disclosure issues and periodic reporting, attorney and accountant misconduct, structured products, trading practices, Regulation M, Foreign Corrupt Practices Act, asset management, investment advisers, broker-dealers and transfer agents.
  • Represents domestic issuers, investors and underwriters in all aspects of Securities Act and Exchange Act compliance, including public and private offerings, listing requirements, and periodic reporting.
  • Advises foreign issuers, stock exchanges, investors and investment banks in accessing U.S. capital markets, including offerings under Regulation S/Rule 144A, cross-border tender offers and business combinations, rights offerings, SEC registration, and compliance with broker-dealer rules.
  • Represents bidders, targets, special committees and significant stockholders in public and private mergers, acquisitions, tender offers, divestitures, Section 363 sales, joint ventures, and going-private transactions.
  • Counsels C-level executives and boards of directors in matters concerning corporate governance and investor relations, including discharge of fiduciary duties, conduct of shareholder meetings, preparation of proxy statements, executive compensation, restricted stock issues, beneficial ownership reporting, and acted as outside general counsel to clients without an internal legal department.
  • Advises borrowers, lenders and investors in the documentation of commercial loan arrangements, equipment leases, structured financings, financial restructuring matters, and the acquisition and financing of corporate aircraft.
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