Pertinent Pleadings in the SEC Action:

1/7/11 REPORT AND RECOMMENDATION on payment of Receiver's Twenty-Ninth Fee Application (DE 2423)

1/31/11 Receiver's Thirtieth Interim Application for Compensation of Attorneys Fees and Costs (DE 2425)

2/3/11 Receiver's Nineteenth Interim Application for Compensation of Attorneys Fees and Costs (DE 2426)

2/8/11 Seventh Application for Compensation of Attorneys Fees and Costs of Price Demers & Co. Special Counsel to the Receiver (DE 2427)

2/24/11 REPORT AND RECOMMENDATION on payment of Receiver's Thirtieth Fee Application (DE 2429) 

2/24/11 REPORT AND RECOMMENDATION on payment of Receiver's Nineteenth Fee Application (DE 2430)

3/2/11 REPORT AND RECOMMENDATION on payment of Price Demers & Co., Special Counsel to the Receiver Seventh Fee Application (DE 2432)

3/3/11 Third Interim Application for Compensation of Attorneys Fees and Costs of Martin Mann, QC as British Virgin Islands Law Expert for the Receivership Entities (DE 2433)

3/15/11 Order Adopting REPORT AND RECOMMENDATIONS approving Receiver's Twenty-Eighth Fee Application (DE 2438)

3/15/11 Order Adopting REPORT AND RECOMMENDATIONS approving Receiver's Twenty-Ninth Fee Application DE 2435) 

3/15/11 Order Adopting REPORT AND RECOMMENDATIONS approving Martin Mann QC Second Interim Fee Application (DE 2436)

3/15/11 Order Adopting REPORT AND RECOMMENDATIONS approving Berkowitz Dick Pollack & Brant Eighteenth Fee Application (DE 2437)

3/23/11 REPORT AND RECOMMENDATION on payment of Martin Mann QC, Third Interim Fee Application (DE 2440)

3/30/11 Order Adopting REPORT AND RECOMMENDATIONS approving Receiver's Thirteenth Fee Application DE 2442)

3/30/11 Order Adopting REPORT AND RECOMMENDATIONS approving Receiver's Nineteenth Fee Application (DE 2443)

3/30/11 Order Adopting REPORT AND RECOMMENDATIONS approving Price Demers Seventh Fee Application (DE 2444)

4/29/11 Notice by Martin Steinberg of Filing Receiver's Sixteenth Status Report (DE 2446)

5/11/11 Motion to Approve Settlement and Compromise with Executor of Estate of James T. Kelley (DE 2447)

6/01/11 Order Granting Motion for Settlement and Compromise with Executor of Estate of James T. Kelley (DE 2448)

6/17/11 Thirty-First Application for Compensation of Attorneys Fees and Costs of Receiver (DE 2449)

6/22/11 Order Adopting REPORT AND RECOMMENDATIONS approving Martin Mann Third Interim Fee Application (DE 2450)

6/28/11 Motion for Attorneys Fees and Costs by Micheal Lauer (DE 2454)

7/8/11 Receiver's Motion to Approve Settlement and Cooperation Agreement with Defendants Milton H. Barbarosh and Stenton Leigh Capital Corp. (DE 2456)

7/11/11 REPORT AND RECOMMENDATION on payment of Receiver's Thrity-First Fee Application (DE 2458)

7/12/11 Order Granting Expedited Relief re. Receiver's Motion to Approve Settlement and Cooperation Agreement with Defendants Milton H. Barbarosh and Stenton Leigh Capital Corp. (DE 2459)

7/21/11 Order Granting Receiver's Motion to Approve Settlement and Cooperation Agreement with Defendants Milton H. Barbarosh and Stenton Leigh Capital Corp. (DE 2463)

7/29/11 Receiver's Response to Michael Lauer's Motion for Attorneys Fees and Costs. (DE 2469)

8/11/11 Receiver's Motion for Approval of Stipulation of Settlement With 169838 Canada Inc. (DE 2473)

8/31/11 Receiver's Motion to Approve Stipulation and Agreement of Settlement (DE 2478)

8/31/11 Michael Lauer's Motion to Stay Consideration of his Motion to Award Attorneys Fees and Costs (DE 2479)

9/1/11 Twentieth Interim Application for Compensation of Fees and Costs of Accountants Berkowitz Dick Pollack and Brandt (DE 2480)

9/1/11 Receiver's Thirty-Second Interim Application to Pay Fees and Costs (DE 2481)

9/13/11 Fourth Interim Application for Compensation of Attorneys Fees and Costs of Martin Mann, QC as British Virgin Islands Law Expert for the Receivership Entities

9/13/11 Eighth Application for Compensation of Attorneys Fees and Costs of Price Demers & Co. as Special Counsel to the Receiver

9/14/11 RESPONSE in Opposition to Motion To Approve Stipulation And Agreement Of Settlement Objection filed by The Altar Fund, Ltd., Nobilis, SA, Halinvest, SARL, Condor Alternative Fund, Ltd (DE 2485)

9/21/11 REPORT AND RECOMMENDATION on payment of Twentieth Interim Application of Accountants for the Receiver (DE 2489)

9/21/11 REPORT AND RECOMMENDATION on payment of Receiver's Thirty-Second Fee Application (DE 2490)

9/28/11 Motion for Approval of Stipulation of Settlement With United Neighborhood Houses (DE 2492)

9/30/11 Receiver's Response to Claimants' Objection to Motion to Approve Stipulation and Agreement of Settlement (DE 2498)

10/03/11 REPORT AND RECOMMENDATION on payment of Price Demers & Co., Special Counsel to Receiver Eighth Fee Application (DE 2499)

10/04/11 REPORT AND RECOMMENDATION on payment of Martin Mann QC Fourth Interim Application (DE 2503) 

10/05/11 Notice of Condor Alternative Fund, Ltd., Halinvest, Noblis, SA, SARL The Altar Fund, Ltd. re. Response in Opposition to Motion of Withdrawal Objection to Motion to Approve Stipulation and Agreement of Settlement (DE 2504)

10/13/11 ORDER and JUDGMENT Granting Motion to approve Stipulation and Agreement of Settlement (DE 2508)

10/20/11 Order Granting Motion for Approval of Stipulation of Settlement With 169838 Canada Inc. (DE 2514)

10/20/11 Order Granting Motion for Approval of Stipulation of Stipulation of Settlement With United Neighborhood Houses (DE 2515)

10/31/11 Notice of Filing Receiver's Seventeenth Status Report Dated October 31, 2011 (DE 2519)

10/31/11 Response to Motion re. DE2469 by Michael Lauer (DE 2520)

11/03/11 Motion for Approval of Stipulation of Settlement With EFG Reads Trustees Ltd. (DE 2523)

11/04/11 REPORT AND RECOMMENDATION on Motion for Award of Attorneys Fees and Costs Filed By Michael Lauer BE DENIED (DE 2524)

11/04/11 Receiver's Thirty-Third Interim Application for Fees and Costs (DE 2525)

11/11/11 Motion for Approval of Stipulation of Settlement With Kitzberg Associates, Inc. (DE 2526) 

11/17/11 Receiver's Motion to Approve Stipulation of Settlement With the Lancer Partners L.P. Liquidating Trust, Greyhawke Capital Advisors, LLC and Greyhawke Net Lease Investors II, LLC (DE 2527)

11/18/11 Motion for Award of Attorney Fees and Costs by John W. Bendall Jr. (DE 2529)

11/22/11 REPORT AND RECOMMENDATION on payment of Receiver's Thirty-Third Fee Application (DE 2531)

11/29/11 Twelfth Interim Application for Fees and Cost of Soneet Kapila Testifying Expert for Receiver (DE 2533)

11/30/11 Receiver's Motion to Approve Settlement and Cooperation Agreement With Defendant Joseph R. Huard, Jr. (DE 2534)

11/30/11 Receiver's Motion to Approve Settlement and Cooperation Agreement With Defendant George R. Levie (DE 2535)

11/30/11 Order Adopting Report and Recommendation approving Martin Mann QC Fourth Interim Fee Application (DE 2538)

11/30/11 Order Adopting Report and Recommendation approving Price Demers Eighth Interim Fee Application (DE 2539)

11/30/11 Order Adopting Report and Recommendation approving Receiver's Accountants Twentieth Fee Application (DE 2540)

11/30/11 Order Adopting Report and Recommendation approving Receiver's Thirty-First Interim Application (DE 2541)

11/30/11 Order Adopting Report and Recommendation approving Receiver's Thirty-Second Interim Application (DE 2542)

12/5/11 Response and Limited Objection to Report and Recommendation on Payment of Fee Application for Receiver (DE 2545)

12/8/11 Order Granting Motion for Approval of Stipulation of Settlement With Klitzberg Associates, Inc. (DE 2546)

12/8/11 Order Granting Motion to Approve Stipulation of Settlement With Lancer Partners, L.P., Liquidating Trust, Greyhawke Capital Advisors, LLC and Greyhawke Net Lease Investors II, LLC (DE 2547)

12/8/11 Order Granting Motion to Approve Stipulation of Settlement With EFG Reads Trustees Ltd. (DE 2548)

12/19/11 Receiver's Motion to Approve Settlement and Cooperation Agreement with Eric Hauser (DE 2558)

12/19/11 Objection to [2524] Report and Recommendations by Michael Lauer (DE 2554)

12/29/11 Receiver's Response to Motion for Attorney Fees and Costs by John W. Bendall, Jr. (DE 2559)

1/3/12 Order Granting Receiver's Motion to Approve Settlement and Cooperation Agreement with Defendant George R. Levie (DE 2562)

1/3/12 Order Granting Receiver's Motion to Approve Settlement and Cooperation Agreement with Defendant Joseph R. Huard, Jr. (DE #2563)

1/13/12

Unopposed Motion for Court to Stay All Ancillary Proceedings With Respect to Michael Lauer, Martin Garvey and Heidi Carens Until 90 Days After the Oral Arguments to the Eleventh Circuit Court of Appeals in the SEC Case. (DE 2566)

1/17/12 Receiver's Response to Lauer's Objection to Report and Recommendation (DE 2567)

2/3/12 Receiver's Motion for Clarification and/or Amend Endorsed Order Granting Lauer's Unopposed Motion for Court to Stay All Ancillary Proceedings With Respect to Michael Lauer, Martin Garvey and Heidi Carens Until 90 Days After the Oral Arguments to the Eleventh Circuit Court of Appeals in the SEC case (DE 2569)

2/3/12 Order Granting Motion for Clarification (DE 2570)

2/6/12 Receiver's Thirty-Fourth Interim Application for Attorneys' Fees and Costs (DE 2572)

2/7/12 Receiver's Motion to Approve Settlement and Cooperation Agreement With Defendant Robert D. Maum (DE 2573)

2/10/12 Receiver's Motion to Approve Settlement and Cooperation Agreement With Defendant Black Sky Entertainment, Inc. (DE 2574)

2/14/12 Fifth Interim Application for Compensation of Attorneys Fees and Costs of Martin Mann, QC, as British Virgin Islands Law Expert for the Receivership Entities (DE 2576)

2/28/12 Order Granting Receiver's Motion to Approve Settlement and Cooperation Agreement With Defendant Robert D. Maum (DE 2578)

2/29/12 Order Granting Receiver's Motion to Approve Settlement and Cooperation Agreement With Defendant Black Sky Entertainment, Inc. (DE 2579)

3/9/12 Motion for Award of Attorney Fees and Costs by Martin Garvey (DE 2584)

3/23/12 Receiver's Response to Garvey's Motion for Award of Attorneys' Fees and Costs (DE 2588)

3/27/12 Order Adopting in Part Report and Recommendations Granting Receiver's Motion for Attorney Fees and Costs (DE 2590)

4/4/12 Receiver's Motion to Approve Amended Settlement and Cooperation Agreement With Eric C. Hauser (DE 2594)

4/4/12 Order Denying as Moot Motion for Settlement; Granting Motion to Approve Amended Settlement and Cooperation Agreement With Hauser (DE 2597)

4/13/12 Motion for Approval of Stipulation of Settlement With Weston Capital Management LLC (DE 2599)

4/16/12 Receiver's Motion for Order Authorizing Second Interim Distribution of Estate Assets (DE 2600)

4/24/12 Order Granting Motion for Approval of Stipulation of Settlement With Weston Capital Management LLC (DE 2603)

4/25/12 Receiver's Motion to Approval of Stipulation of Settlement With Nantucket Capital Management LLC (DE 2604)

4/30/12 Notice of Filing Eighteenth Report of Receiver (DE 2607)

5/9/12 Receiver's Motion to Approve Settlement and Cooperation Agreement With Defendant David Newman (DE 2608)

5/9/12 Receiver's Thirty-Fifth Interim Application for Attorneys' Fees and Costs (DE 2609)

5/15/12 Order Granting Receiver's Motion for Order Authorizing Second Interim Distribution of Estate Assets (DE 2611)

5/15/12 Order Granting Motion for Settlement With Nantucket Capital Management LLC (DE 2612)

5/17/12 Motion for Approval of Stipulation of Settlement With Harold Zoref, CPA (DE 2615)

6/1/12 Receiver's Twenty First Interim Appl for Compensation of Fees and Cost of Accountant (DE 2616)

7/3/12 USCA Mandate (certified copy) Affirming Judgment of District Court (DE 2617)

7/6/12 Order Granting Motion for Approval of Settlement with Harold Zoref, CPA (DE 2618)

7/17/12 Report and Recommendation re Garvey's Motion for Attorneys' Fees (DE 2620)

7/17/12 Report and Recommendation re Payment of Fee Applications (DE 2621)

7/17/12 Report and Recommendation re DE2576 (DE 2622)

7/17/12 Report and Recommendation re Payment of Fee Application DE2533 (DE 2623)

7/17/12 Report and Recommendation re Payment of Fee Application DE2616 (DE 2624)

7/20/12 Motion for Approval of Stipulation of Settlement With Cerro Torre Capital (DE 2626)

7/24/12 Report and Recommendation re Bendall's Motion for Attys Fees and Costs (DE 2628) 

8/6/12 Garvey Objections to Report and Recommendations (DE 2630) 

8/9/12 Order Granting Stipulation of Settlement with Cerro Torre Capital (DE 2631)

8/9/12 Objections to Report and Recommendations by John W. Bendall, Jr. (DE 2632)

8/10/12 Thirteenth Fee Application of Soneet Kapila (DE 2633)

8/16/12 Order Approving Settlement and Cooperation Agreement with D. Newman (DE 2635)

8/17/12 Receiver's Response to Garvey's Objections to Report and Recommendations (DE 2637)

8/22/12 Receiver's Response to Bendall's Objections to Report and Recommendation (DE 2638)

8/24/12 Order Adopting Report and Recommendations Granting DE2533 Motion for Attorney Fees (DE 2639)

8/24/12 Order Adopting DE2622 Report and Recommendations Granting DE2576 Motion for Attorney Fees (DE 2640)

8/24/12 Order Adopting DE2624 Report and Recommendations Granting DE2616 Motion for Attorney Fees (DE 2641)

8/24/12 Order Adopting DE2621 Report and Recommendations Granting DE2572 Motion for Attorney Fees (DE 2642)

8/31/12 Receiver's Thirty-Sixth Interim Appl for Authorization to Pay Receiver's Atty Fees and Costs (DE 2644)

9/6/12 Receiver's Thirty Sixth Interim Appl for Authorization to Pay Receiver's Fees and Costs (DE 2646)

9/14/12 Motion for Approval of Settlement With Matrix Himalaya Fund (DE 2647)

9/14/12 Receiver's Retention of C. Rasile as Special Counsel for Limited Purpose (DE 2648)

9/25/12 Order Adopting Mag Judge's Report and Recommendation re: Bendall Motion for Award (DE 2649)

9/25/12 Order Adopting Magistrate Judge's Report and Recommendation re Garvey's Motions (DE 2650)

9/25/12 Order Adopting Mag Judge's Report and Recommendation re Lauer's Motion for Award (DE 2651)

10/10/12 Order Granting Motion for Approval of Stipulation of Settlement with Matrix (DE 2654)

10/31/12 Nineteenth Report of Receiver (DE 2655)

11/5/12 Receiver's Motion to Approve Settlement and Cooperation Agmt with Carens (DE 2656)

11/21/12 Notice of Appeal filed by Bendall, Garvey, SEC, Steinberg re DE2650 and DE2649 (DE 2657)

11/30/12 Motion for Approval of Stipulation of Settlement (Inlaks) (DE 2658)

11/30/12 Motion for Approval of Stipulation of Settlement (Binella) (DE 2659)

12/7/12 Report and Recommendation Re Payment of Fee Application DE2633 (DE 2661)

12/7/12 Report and Recommendation Re Payment of Receiver's Atty Fee Application DE2644 (DE 2662)

12/7/12 Report and Recommendation Re Pymt of Receiver's Fee Application DE2646 (DE 2663)

12/10/12 Summary of Receiver's Thirty-Seventh Interim App for Authorization to Pay Receiver's Attys' Fees (DE 2664)

12/28/12 Summary of First Interim App of DLA Piper LLP for Approval of Fees and Expenses (DE 2665)